SEC Filings

SEC Filings

The ET SEC filings reflect the closing of the merger between ET and ETO in April 2021, as well as the merger between ETE and ETP in October 2018. Historical ETE SEC filings can now be found under the ET tab, and historical ETO/ETP filings can now be found under the Legacy ETO/ETP tab.

Filing date Form Description Filing Group View
FWP

FWP

Other
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FWP

FWP

Other
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PRE 14A

A preliminary proxy statement providing notification matters to be brought to a vote

Proxy Filings
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S-1

Registration statement for face-amount certificate companies

Registration Statements
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S-1/A

Amended Registration statement for face-amount certificate companies

Registration Statements
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S-1/A

Amended Registration statement for face-amount certificate companies

Registration Statements
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S-1/A

Amended Registration statement for face-amount certificate companies

Registration Statements
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S-1/A

Amended Registration statement for face-amount certificate companies

Registration Statements
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S-1MEF

Registration of up to an additional 20% of securities for any offering registered on an S-1

Registration Statements
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S-3

Simplified registration form

Registration Statements
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Data provided by Kaleidoscope.

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