SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
TWO BRUSH CREEK BOULEVARD, SUITE 200 |
|
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 12/15/2011
|
3. Issuer Name and Ticker or Trading Symbol
INERGY MIDSTREAM, L.P.
[ NRGM ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
|
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
President and CEO |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Common Units |
0 |
I |
See Footnotes
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
TWO BRUSH CREEK BOULEVARD, SUITE 200 |
|
(Street)
|
1. Name and Address of Reporting Person*
TWO BRUSH CREEK BOULEVARD, SUITE 200 |
|
(Street)
|
1. Name and Address of Reporting Person*
TWO BRUSH CREEK BOULEVARD, SUITE 200 |
|
(Street)
|
1. Name and Address of Reporting Person*
TWO BRUSH CREEK BOULEVARD, SUITE 200 |
|
(Street)
|
1. Name and Address of Reporting Person*
TWO BRUSH CREEK BOULEVARD, SUITE 200 |
|
(Street)
|
Explanation of Responses: |
Remarks: |
|
/s/ Judy Riddle, as attorney-in-fact for John J. Sherman |
12/15/2011 |
|
/s/ Judy Riddle, as attorney-in-fact for John J. Sherman, President and Chief Executive Officer of Inergy GP, LLC, on behalf of Inergy, L.P. |
12/15/2011 |
|
/s/ Judy Riddle, as attorney-in-fact for John J. Sherman, President and Chief Executive Officer of Inergy GP, LLC |
12/15/2011 |
|
/s/ Judy Riddle, as attorney-in-fact for John J. Sherman, President and Chief Executive Officer of Inergy Holdings GP, LLC, on behalf of Inergy Holdings, L.P. |
12/15/2011 |
|
/s/ Judy Riddle, as attorney-in-fact for John J. Sherman, President and Chief Executive Officer of Inergy Holdings GP, LLC |
12/15/2011 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd293620_331636.html
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, FORMS 4 AND FORMS 5,
FORM 144 AND SCHEDULE 13D AND 13G
The undersigned hereby constitutes and appoints Laura L. Ozenberger, Michael K.
Post and Judy R. Riddle, or any of them acting without the others, with full
power of substitution, as the undersigned's true and lawful attorney-in-fact to:
1. Execute for and on behalf of the undersigned (a) any Form 3,
Form 4 and Form 5 (including amendments thereto) in accordance
with Section 16(a) of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), (b) Form 144 and (c) Schedule 13D
and Schedule 13G (including amendments thereto) in accordance
with Sections 13(d) and 13(g) of the Exchange Act, but only to
the extent each form or schedule relates to the undersigned's
beneficial ownership of securities of Inergy Midstream, L.P. or
any of its subsidiaries;
2. Do and perform any and all acts for and on behalf of the
undersigned that may be necessary or desirable to complete and
execute any Form 3, Form 4, Form 5, Form 144, Schedule 13D or
Schedule 13G (including amendments thereto) and timely file the
forms or schedules with the Securities and Exchange Commission
and any stock exchange or quotation system, self-regulatory
association or any other authority, and provide a copy as
required by law or advisable to such persons as the
attorney-in-fact deems appropriate; and
3. Take any other action in connection with the foregoing that, in
the opinion of the attorney-in-fact, may be of benefit to, in
the best interest of or legally required of the undersigned, it
being understood that the documents executed by the
attorney-in-fact on behalf of the undersigned pursuant to this
Power of Attorney shall be in the form and shall contain the
terms and conditions as the attorney-in-fact may approve in the
attorney-in-fact's discretion.
The undersigned hereby grants to the attorney-in-fact full power and authority
to do and perform all and every act requisite, necessary or proper to be done in
the exercise of any of the rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or could do if personally present,
with full power of substitution or revocation, hereby ratifying and confirming
all that the attorney-in-fact shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers granted herein. The undersigned
acknowledges that the attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming (nor is Inergy Midstream, L.P.
assuming) any of the undersigned's responsibilities to comply with Section 16 of
the Exchange Act.
The undersigned agrees that the attorney-in-fact may rely entirely on
information furnished orally or in writing by or at the direction of the
undersigned to the attorney-in-fact. The undersigned also agrees to indemnify
and hold harmless Inergy Midstream, L.P. and the attorney-in-fact against any
losses, claims, damages or liabilities (or actions in these respects) that arise
out of or are based upon any untrue statements or omissions of necessary facts
in the information provided by or at the direction of the undersigned, or upon
the lack of timeliness in the delivery of information by or at the direction of
the undersigned, to the attorney-in fact for purposes of executing,
acknowledging, delivering or filing a Form 3, Form 4, Form 5, Form 144, Schedule
13D or Schedule 13G (including amendments thereto) and agrees to reimburse
Inergy Midstream, L.P. and the attorney-in-fact on demand for any legal or other
expenses reasonably incurred in connection with investigating or defending
against any such loss, claim, damage, liability or action.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Form 3, Form 4, Form 5, Form 144,
Schedule 13D and Schedule 13G (including amendments thereto) with respect to the
undersigned's holdings of and transactions in securities issued by Inergy
Midstream, L.P., unless earlier revoked by the undersigned in a signed writing
delivered to the attorney-in-fact. This Power of Attorney does not revoke any
other power of attorney that the undersigned has previously granted.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of the date written below.
/s/ John J. Sherman
----------------------------------------------------------------------
Signature
John J. Sherman
----------------------------------------------------------------------
Type or Print Name
December 8, 2011
----------------------------------------------------------------------
Date