SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/24/2014
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3. Issuer Name and Ticker or Trading Symbol
Energy Transfer Equity, L.P.
[ ETE ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Units |
9,400 |
D |
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Common Units |
1,169,242 |
I |
By The William P and Jane C Williams Family Partnership Ltd. |
Common Units |
1,516,014 |
I |
By Bar W Barking Cat LTD Partnership |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
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Peggy J. Harrison, Attorney-in-fact |
04/02/2014 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd366202_414931.html
LIMITED POWER OF ATTORNEY
(ATTORNEY-IN-FACT TO
EXECUTE SEC FORMS 3, 4 & 5 FILINGS)
I, William Presley Williams, do hereby appoint each Sonia Aube,
William Jason Healy, and Peggy J. Harrison, signing singly, as my true
and lawful attorney-in-fact to:
1. Execute the following items (each a "report" and, collectively,
"reports"), on my behalf and in my capacity as a reporting person of
LE GP, LLC ("Company"), which Company is the general partner of
Energy Transfer Equity, L.P. ("Partnership"):
a. Application for Edgar Access (Form ID), Forms 3, 4 and 5 and
any other reports required pursuant to Section 16(a) of the Securities
Exchange Act of 1934, as amended, and the rules thereunder; and
b. Form 144 and any other similar reports required under the
Securities Act of 1933, as amended; and
2. Perform any and all acts on my behalf which may be necessary
or desirable to complete and execute any Reports and timely file such
Reports with the United States Securities and Exchange Commission
and/or any stock exchange or similar authority; and
3. Take any other action in connection with the foregoing which,
in the opinion of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by the undersigned, it being
understood that any document executed by such attorney-in-fact on my
behalf pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may
approve in their discretion.
I grant to each such attorneys-in-fact full power and authority
to do and perform any act necessary or proper to be done in the
exercise of any of the rights and powers herein granted, as fully to
all intents and purposes as I might or could do if personally
present, with full power of substitution or revocation. I ratify
and confirm all that such attorney-in-fact, or any substitute of
such attorney-in-fact, shall lawfully do or cause to be done by the
rights and powers granted by this Power of Attorney.
I acknowledge that each such attorney-in-fact, in serving in such
capacity at my request, is not assuming, nor is the Company, or the
Partnership, assuming, any of my responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934, Rule 144 under the
Securities Act of 1933, or applicable federal or state securities
laws generally.
This Power of Attorney shall remain in full force and effect
until I am no longer required to file any Reports with respect to
my holdings of and transactions in securities issued by the Company,
and/or the Partnership, unless I earlier revoke it in a signed
writing delivered to the General Counsel and Secretary of the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed this 31st day of March, 2014.
/s/ William Presley Williams
William Presley Williams
STATE OF TEXAS )
) ss.
COUNTY OF DALLAS )
Before me, the undersigned, a Notary Public in and for said
County and State, on this 31st day of March, 2014, personally
appeared William Presley Williams to me known to be the identical
person who subscribed his name to the foregoing Limited Power of
Attorney, and he acknowledged to me that he executed the same as his
free and voluntary act and deed, and as the free and voluntary act
and deed, for the uses and purposes therein set forth.
Given under my hand and seal of office the day and year last
above written.
[SEAL] Notary Public: /s/ Julia M. Whitmire
Printed Name: Julia M. Whitmire
My Commission Expires: 2/19/2018